🐂 Not all bull runs are created equal. November’s AI picks include 5 stocks up +20% eachUnlock Stocks

SEC Chair Held Hostage By Subpoena Threat Over Crypto Mogul Charges: The Dramatic Showdown Unfolds

Published 14/04/2023, 15:47
© Reuters.  SEC Chair Held Hostage By Subpoena Threat Over Crypto Mogul Charges: The Dramatic Showdown Unfolds
CRCW
-

Benzinga - Securities and Exchange Commission (SEC) Chair Gary Gensler faces a potential subpoena if the regulator does not deliver information pertaining to the charges filed against Sam Bankman-Fried.

House Financial Services Committee Chair Rep. Patrick McHenry (R-NC) and Rep. Bill Huizenga (R-Mich.), who leads the committee's oversight panel, are seeking the staff memorandum that advised the charges, along with additional information about the case against the embattled cryptocurrency entrepreneur, who also faces criminal charges from U.S. prosecutors, The Block reported.

In a Feb. 10 inquiry, the Republicans sought further insight into the SEC's civil charges against Bankman-Fried and claim that their requests have been obstructed ever since.

They have warned that if the SEC fails to provide the requested information before Gensler's appearance before their committee next week, they will consider using a "compulsory process," likely in the form of a subpoena, to obtain it.

The congressional investigation is focused on the timing of Bankman-Fried's arrest, which took place the night before his scheduled testimony before the House committee in December, alongside interim FTX CEO John Ray III.

Both Democratic and Republican committee members expressed disappointment over missing the opportunity to question Bankman-Fried, especially following the high-profile negotiations to ensure his attendance, as the committee cannot force non-government witnesses to testify.

In a letter to the SEC, they stated, "Ignoring the deadline, the SEC actively impeded Committee staff from discussing the request with anyone in the Office of the General Counsel until Chairman Huizenga formally requested a conversation with the SEC General Counsel.

The subsequent staff-level conversations have yet to yield any of the requested documents."

Also Read: Yearn Finance Bleeds $11.6M As Legacy Misconfiguration Triggers Major Stablecoin Heist

The Republicans asserted Gensler and his staff have not provided the sought-after information, which encompassed all communications within the SEC's Enforcement Division concerning Bankman-Fried from the time of FTX's collapse to his indictment, as well as records of communications between the SEC and the Justice Department related to their collaboration on civil and criminal charges filed against Bankman-Fried.

In a letter sent on Thursday, McHenry and Huizenga highlighted an SEC staff briefing and 232 pages of publicly accessible documents, which they argue lack the specifics they require.

They continued to demand the memo that recommended civil charges against Bankman-Fried, as it could offer further information on the timing of the complaint and the criminal charges against the FTX and Alameda Research owner.

The Republican duo set a new deadline of 5 p.m. ET on Monday, April 17, for the SEC to submit its charging recommendation memo, which falls on the evening before Gensler's testimony before the House committee that McHenry and Huizenga are members.

They warn in the letter, "Failure to produce the requested information could result in the Committee considering using compulsory process, if necessary, to obtain the requested information," threatening to issue a subpoena if the SEC does not comply.

Read Next: Staking Tsunami Unleashed: Ethereum's Shanghai Upgrade Ignites Unstoppable Unstaking Movement

Photo: Third Way Think Tank via Flickr Creative Commons

© 2023 Benzinga.com. Benzinga does not provide investment advice. All rights reserved.

Read the original article on Benzinga

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.