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Nasdaq integrates AI to boost market surveillance efficiency

EditorBrando Bricchi
Published 15/05/2024, 17:14
NDAQ
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NEW YORK - Nasdaq (NASDAQ:NDAQ) revealed today the integration of a new artificial intelligence (AI) feature into its market surveillance technology, aimed at enhancing the efficiency and quality of market abuse investigations for regulators and marketplaces worldwide. The generative AI functionality is designed to streamline the process of examining suspected market manipulation and insider dealing.

During proof-of-concept testing, surveillance analysts estimated a 33% reduction in investigation time, suggesting a significant improvement in efficiency. Nasdaq plans to apply this AI-enabled feature to its U.S. equity market surveillance efforts.

Ed Probst, Senior Vice President and Head of Regulatory Technology at Nasdaq, emphasized the importance of sophisticated solutions to combat market abuse, a challenge that he notes is global in scope. According to Probst, Nasdaq's innovation culture and position as a regulatory technology provider uniquely equip it to enhance the integrity of financial markets.

The AI technology, developed in collaboration with Amazon (NASDAQ:AMZN) Bedrock, an AWS service, assists analysts in quickly synthesizing and interpreting information relevant to alerts of suspicious activities. This includes generating consolidated tables of regulatory filings, news summaries, sentiment analysis, and other pertinent data that could influence securities.

Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq, highlighted the role of cloud and AI technology in responding to new threats and bolstering the financial system's defenses against market abuse. Scott Mullins, General Manager of Worldwide Financial Services at AWS, expressed pride in AWS's partnership with Nasdaq, which seeks to advance the stability and security of the global financial system through AI.

The introduction of this AI feature is part of Nasdaq's broader R&D efforts to implement transparent, reliable, and accountable AI across the financial services industry. Nasdaq's AI initiatives extend to various business units, including North American Markets Services and Financial Crime Management Technology, where AI has been used to develop innovative solutions like Dynamic MELO, an SEC-approved AI order type, and Verafin's Entity Research Copilot for automating compliance tasks.

This announcement is based on a press release statement and underscores Nasdaq's commitment to leveraging AI to support capital markets, enhance market integrity, and maintain trust in the financial ecosystem.

InvestingPro Insights

As Nasdaq (NASDAQ:NDAQ) continues to push the boundaries of technology in the financial sector with its new AI feature for market surveillance, the company's financial health remains a key interest for investors. With a market capitalization of approximately $34.83 billion and a P/E ratio standing at 32.15, Nasdaq trades at a high earnings multiple, reflecting investor confidence in its growth prospects and innovative capabilities.

InvestingPro data shows that Nasdaq's revenue over the last twelve months as of Q1 2024 stood at $6.205 billion, with a slight decline of 0.31%. Despite this, the company has demonstrated profitability, as indicated by a robust gross profit margin of 66.04% and operating income margin of 29.86% in the same period. These margins underline Nasdaq's ability to efficiently manage its operations amidst its technological advancements.

InvestingPro Tips suggest that Nasdaq has a history of rewarding its shareholders, having raised its dividend for 12 consecutive years. This consistent return to investors is complemented by a dividend yield of 1.59% as of the latest data. Notably, analysts have revised their earnings expectations downwards for the upcoming period, which could be a point of consideration for potential investors.

For those looking to delve deeper into Nasdaq's financials and future prospects, InvestingPro offers additional insights. There are more InvestingPro Tips available, which could help in making an informed decision about the company. Use the coupon code PRONEWS24 to get an additional 10% off a yearly or biyearly Pro and Pro+ subscription, and explore the comprehensive analysis that InvestingPro provides.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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