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Morningstar CFO sells shares worth over $1 million

Published 03/07/2024, 01:36
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Morningstar, Inc. (NASDAQ:MORN) Chief Financial Officer Jason Dubinsky has sold a total of 3,400 shares of the company's common stock, according to a recent SEC filing. The transactions, carried out on July 2, 2024, were executed at varying prices ranging from $300.00 to $300.4350, with a weighted average sale price of $300.1118 per share. This resulted in a total sale value of approximately $1,020,380.

The filing indicated that the sales were made in accordance with a Rule 10b5-1 trading plan, which Dubinsky had adopted on March 15, 2024. Such plans allow company insiders to sell shares at predetermined times to avoid accusations of trading on insider information.

Following the sale, Dubinsky's total beneficial ownership in Morningstar has been adjusted to 20,181 shares. A footnote in the SEC filing clarified that a previous Form 4 filed by Dubinsky on May 17, 2024, did not reflect the correct total beneficial ownership due to a clerical error.

Morningstar, based in Chicago, Illinois, is known for providing investment research and investment management services. As the CFO, Dubinsky's trading activities are closely watched by investors for insights into executive sentiment regarding the company's financial health and future prospects.

Investors and Morningstar shareholders can request detailed information about the exact number of shares sold and the specific prices from the company or the SEC, as stated by Dubinsky in the filing.

The stock transactions were signed off by Kathleen Peacock, by the power of attorney, on the same day the sales took place.

In other recent news, AssetMark, Inc., a subsidiary of AssetMark Financial Holdings (NYSE:AMK), Inc., has entered a strategic partnership with Morningstar Wealth, a division of Morningstar, Inc. This alliance involves AssetMark's acquisition of roughly $12 billion in assets from Morningstar Wealth's Turnkey Asset Management Platform. The collaboration aims to enhance services for financial advisors and their clients, including access to AssetMark's platform known for its superior service, technology, and investment strategist offerings.

Furthermore, AssetMark advisors will have access to Morningstar Investment Management's model portfolios and separately managed accounts, which oversee more than $290 billion in assets globally. Morningstar Wealth will also become a third-party strategist on the AssetMark platform, aiming to expand its investment services.

Michael Kim, CEO of AssetMark, and Daniel Needham, President of Morningstar Wealth, have expressed optimism about the partnership's potential to deliver innovative solutions and high-quality service to advisors and their clients. The transaction, subject to regulatory approvals and customary closing conditions, is expected to conclude in the second half of 2024. AssetMark Financial Holdings, Inc., which is set to be acquired by private equity firm GTCR, operates a platform serving over 9,200 financial advisors and 257,000 investor households, with $116.9 billion in platform assets as of March 31, 2024. These recent developments are based on a press release statement.

InvestingPro Insights

Morningstar, Inc. (NASDAQ:MORN) has recently been under the spotlight as CFO Jason Dubinsky’s stock sale transactions have become public. To provide investors with a broader context, let's look at some key metrics and insights from InvestingPro that could help assess the company's financial health and future prospects.

InvestingPro data shows that Morningstar currently holds a market capitalization of $12.8 billion. Despite the significant transactions made by the CFO, the company's financials seem robust, with a Price to Earnings (P/E) ratio of 60.23, which, although high, reflects investors' confidence in the company's future earnings potential. Additionally, Morningstar's revenue growth over the last twelve months as of Q1 2024 was 11.01%, indicating a solid upward trajectory in its financial performance.

Among the InvestingPro Tips, two particularly stand out for Morningstar. First, the company has maintained dividend payments for 15 consecutive years, which is a testament to its financial stability and commitment to shareholder returns. Second, the company has been profitable over the last twelve months, which is an essential indicator of its ongoing financial health.

For investors seeking more in-depth analysis, there are additional InvestingPro Tips available that can further guide investment decisions. Morningstar’s strong return over the last decade and the last five years, as well as predictions of profitability for this year, are among the insights that can be explored. To access these and more tips, consider subscribing to InvestingPro using the coupon code PRONEWS24 to get up to 10% off a yearly Pro and a yearly or biyearly Pro+ subscription.

Morningstar’s position in the market and its financial metrics can offer investors valuable information when considering the implications of insider trading activities such as those by CFO Dubinsky. With a total of 8 additional InvestingPro Tips listed, investors have ample resources to make more informed decisions.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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