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Forge Global CEO sells over $163k in company stock

Published 12/09/2024, 23:56
FRGE
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Forge Global Holdings, Inc. (NYSE:FRGE) CEO Kelly Rodriques has executed stock transactions involving the sale of company shares, according to recent SEC filings. The transactions, which took place over two days, resulted in a total sale of $163,219 in stock.


On September 11, Rodriques sold 40,000 shares at prices ranging from $1.22 to $1.32, with a volume-weighted average sale price of $1.2791. The following day, an additional 85,000 shares were sold at prices varying between $1.28 and $1.36, with the volume-weighted average price reported at $1.3183. These sales contribute to the total amount disclosed.


It is also noted in the filings that 43,372 shares were withheld by the issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units. This transaction is not included in the total sale amount as it was not an open market transaction.


The transactions have resulted in a decrease in Rodriques' direct holdings, yet he maintains a significant position in the company. Indirect holdings through entities such as Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA, Operative Capital SPV I, LLC, and Operative Capital LP are also detailed in the report. Rodriques, as a managing member of the ultimate general partner of these entities, is considered to have beneficial ownership of these shares, though he disclaims beneficial ownership except to the extent of his pecuniary interest.


Forge Global Holdings, Inc. specializes in security and commodity brokerage services and is based in San Francisco, California. This recent activity by the company's CEO provides investors with insights into executive stock transactions, which can be an important aspect of market dynamics.


In other recent news, Forge Global Holdings Inc has been making significant strides in its core business. UBS analyst Alex Kramm upgraded the company's stock from Neutral to Buy, reflecting confidence in Forge Global's trading of private company shares. The upgrade came on the heels of considerable year-over-year transaction volume growth and a positive forecast for the future. UBS anticipates a 65% increase in volume and over a 17% rise in net revenue for Forge Global by the fiscal year 2024.


A recently announced cost reduction plan, including an 11% cut in headcount costs, is expected to lead to an adjusted EBITDA profit for Forge Global by 2026. This initiative aligns with the company's fifth consecutive quarter of revenue growth in Q2 2024, which showed a 15% increase over the previous quarter and a 32% rise year-over-year. Notably, the marketplace revenue experienced a surge by 103% from the same period last year.


These recent developments also include a decrease in the bid-ask spread to 6.4%, the narrowest since Q3 2021, and the number of companies represented by IOIs reaching a record high of 551 in Q2. Late-stage venture funding in the U.S. saw a 61% increase in Q2 compared to the same quarter last year. These facts underscore the recent highlights for Forge Global.


InvestingPro Insights


As investors digest the news of Forge Global Holdings, Inc. (NYSE:FRGE) CEO Kelly Rodriques' recent stock sales, it's crucial to consider the company's financial health and market performance to understand the broader context. According to InvestingPro data, Forge Global Holdings currently has a market capitalization of approximately $241.77 million. Despite a notable revenue growth of 21.91% over the last twelve months as of Q2 2024, the company's stock price has experienced significant volatility, with a six-month total return of -30.21% and a year-to-date total return of -60.93%.


An InvestingPro Tip highlights that analysts have revised their earnings upwards for the upcoming period, suggesting potential optimism about the company's future performance. However, another InvestingPro Tip points out that Forge Global Holdings is quickly burning through cash, which, paired with the fact that analysts do not anticipate profitability this year, may raise concerns about the company's financial sustainability.


For investors looking to delve deeper into Forge Global Holdings' performance and prospects, there are additional InvestingPro Tips available, providing a more comprehensive analysis of the company. Interested readers can find further insights and tips at InvestingPro's dedicated page for Forge Global Holdings at https://www.investing.com/pro/FRGE.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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