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Aditxt swaps pre-funded warrants for preferred stock and new warrants

Published 08/08/2024, 15:18
ADTX
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Aditxt, Inc. (NASDAQ:ADTX), a pharmaceutical company specializing in preparations, announced on Wednesday that it has entered into a Securities Exchange Agreement with an institutional investor. The agreement, effective as of Tuesday, August 7, 2024, allows the company to exchange pre-funded warrants for a combination of Series C-1 Convertible Preferred Stock and new common stock purchase warrants.

Under the terms of the Exchange Agreement, the pre-funded warrants, which were initially issued to purchase 1,237,114 shares of Aditxt's common stock at $0.001 per share, will now be exchanged for 6,667 shares of Series C-1 Convertible Preferred Stock. Additionally, the company will issue new warrants to purchase 2,569,171 shares of common stock at an exercise price of $1.49 per share, valid for five years.

The Series C-1 Convertible Preferred Stock, detailed in a Certificate of Designation filed on May 2, 2024, carries specific rights and preferences not disclosed in the press release. The conversion terms, voting rights, and other provisions of the Series C-1 Preferred Stock have been outlined in the Certificate of Designations, which was previously filed with the Secretary of State of Delaware.

The issuance of the Series C-1 Preferred Stock and the new warrants is in accordance with the exemption from registration provided by Section 3(a)(9) under the Securities Act of 1933, as amended. This transaction follows a securities purchase agreement with the same institutional investor dated December 29, 2023, which involved the sale of pre-funded and common stock purchase warrants.

The company's decision to restructure its financial instruments through the Exchange Agreement reflects its ongoing efforts to manage its capital structure. Aditxt's business address is located in Mountain View, CA, and it is incorporated in the state of Delaware.

The article is based on an 8K filing.

In other recent news, Aditxt, Inc. has submitted a research proposal for a novel blood test aimed at early ovarian cancer detection, through its subsidiary, Pearsanta, Inc. This initiative, which involves the use of the company's proprietary Mitomic Technology, is part of a broader effort to improve diagnosis and survival rates for ovarian cancer.

Concurrently, Evofem Biosciences (OTC:EVFM), Inc. has acquired SOLOSEC, a one-dose oral treatment for bacterial vaginosis and trichomoniasis, from Lupin Limited. This acquisition is poised to expand Evofem's women's health franchise and is part of an ongoing merger agreement with Aditxt.

Recent developments for Aditxt also include a default on loan repayment, amounting to $55,256.03, owed to Sixth Borough Capital Fund, LP. Despite this setback, Aditxt has raised approximately $5.2 million through the issuance of senior notes and a private placement. On the other hand, Evofem Biosciences has secured a fifth U.S. patent for its contraceptive gel, Phexxi, further strengthening its patent portfolio.

Aditxt is also in the process of acquiring Appili Therapeutics Inc., a move anticipated to complement its existing programs. However, the company has faced challenges with a default in rent payments, which is currently being addressed with the landlord.

These recent developments underscore the evolving dynamics within both Aditxt and Evofem Biosciences.

InvestingPro Insights

As Aditxt, Inc. (NASDAQ:ADTX) engages in strategic financial restructuring, it's crucial for investors to consider the company's current financial health and market performance. According to real-time data from InvestingPro, Aditxt's market capitalization stands at a modest $3.98 million, reflecting the size of the company within the pharmaceutical industry. Additionally, the company's revenue for the last twelve months as of Q1 2024 was reported at $0.51 million, with a notable decline of 46.23% from the previous period. This significant decrease in revenue growth could impact investor confidence and the company's ability to fund operations without additional financing.

InvestingPro Tips reveal that Aditxt operates with a significant debt burden and is quickly burning through cash, which could raise concerns about the company's long-term financial sustainability. Moreover, analysts do not anticipate Aditxt will be profitable this year, and the company's gross profit margins are weak, which could further challenge its financial stability. It's worth noting that Aditxt has experienced a significant return over the last week, with a 20.56% price total return, suggesting some investor optimism in the short term. However, the overall price performance over the past year has been poor, with the stock price falling by 91.28%.

For those considering an investment in Aditxt, it's important to weigh these financial metrics and performance indicators. Additional InvestingPro Tips, which can offer more in-depth analysis and guidance, are available for those seeking a more comprehensive understanding of Aditxt's financial position and prospects.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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