Black Friday Sale! Save huge on InvestingProGet up to 60% off

British banks award only 38 percent from mis-sold swaps refund pot

Published 14/10/2014, 11:15
© Reuters General view of the logo of HSBC Bank on an office building in Mexico City
HSBA
-
BARC
-
LLOY
-
NWG
-

By Matt Scuffham

LONDON (Reuters) - Britain's biggest banks have paid out less than 40 percent of the 4 billion pounds set aside to cover the mis-selling of complex interest rate hedging products, according to data from the financial regulator.

The Financial Conduct Authority (FCA) last year ordered banks to review 29,500 cases for possible mis-selling after finding "serious failings" in how interest rate swaps were sold.

Banks, however, dismissed more than a third of the cases, with customers deemed sufficiently sophisticated to have understood the products. More than half of those left under review were then offered alternative hedging products rather than full cash compensation.

The products were supposed to protect smaller companies against rising interest rates, but when rates fell the companies had to pay large bills, typically running to tens of thousands of pounds. Companies also faced penalties to extricate themselves from the deals, with many claiming they had not been made aware of the penalty clauses.

The FCA said on Tuesday that 1.5 billion pounds in compensation has been paid so far in 9,858 cases settled by Britain's biggest four banks - Barclays (L:BARC), HSBC (L:HSBA), Lloyds Banking Group (L:LLOY) and Royal Bank of Scotland (L:RBS). That included more than 300 million pounds to cover consequential losses.

Claims for consequential losses set the clock back to the point before the products were sold and require banks to compensate not only the direct cost of the mis-sold contracts but also losses businesses have suffered as a result of leaving the agreements.

Abhishek Sachdev, managing director of Vedanta Hedging, which advises business on the products, said that where alternative products were provided there will be only limited scope for making subsequent claims for consequential losses.

© Reuters. General view of the logo of HSBC Bank on an office building in Mexico City

"By making more alternative products, at a stroke the banks are not only reducing the amount of cash they're paying out, they are legitimately cutting off the basis for the majority of the consequential loss claims," he said.

(Editing by David Goodman)

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.