Cyber Monday Deal: Up to 60% off InvestingProCLAIM SALE

Private equity firms pay $325 million in U.S. collusion settlement

Published 07/08/2014, 18:44
Updated 07/08/2014, 18:50
Private equity firms pay $325 million in U.S. collusion settlement

By Greg Roumeliotis and Jonathan Stempel

(Reuters) - Three private equity firms have agreed to pay $325 million (193.09 million pounds) to settle a U.S. lawsuit accusing them of colluding with rivals to keep prices down on corporate takeovers prior to the financial crisis by agreeing not to outbid each other.

The payment by Blackstone Group LP, KKR & Co LP and TPG Capital LP will benefit shareholders of some merger targets during a buyout boom that predated the 2008 financial crisis, and was disclosed in a Thursday court filing.

Six defendants in the nearly seven-year-old lawsuit have now agreed to pay a combined $475.5 million in various settlements, without admitting wrongdoing.

U.S. District Judge William Young in Boston will consider preliminary approval of the accords at a Sept. 4 hearing.

Carlyle Group LP is the only remaining defendant among 11 firms originally sued, and faces a Nov. 3 trial. A spokesman, Christopher Ullman, declined to comment.

In the December 2007 lawsuit, which relies heavily on email evidence, private equity firms were accused of conspiring to drive down takeover prices and reduce competition by following "club rules," often teaming up on buyouts and providing quid pro quos to influence each other's behaviour.

The lawsuit now covers eight buyouts in which the firms allegedly agreed not to "jump," or outbid, each other after buyouts were announced.

"It's a pretty good settlement," said Patrick Coughlin, a lawyer for the plaintiffs. "Antitrust cases like this are tough, and there aren't many class-action settlements approaching $500 million like this one."

CARLYLE ON THE OFFENSIVE

In one case, soon after a KKR-led group agreed in July 2006 to buy hospital chain HCA Inc, a Blackstone executive allegedly wrote that the $32.1 billion price "represents good value and is a shame we let KKR get away with highway robbery."

And after a Blackstone-led group in September 2006 beat out KKR to buy Freescale Semiconductor Inc for $17.5 billion, Blackstone President Hamilton "Tony" James emailed KKR co-founder George Roberts that he would "much rather" work together, and that "in opposition we can cost each other a lot of money."

Twenty-seven buyouts were originally part of the case. A federal judge in March 2013 threw out claims over alleged collusion before buyouts were announced.

Other buyouts remaining in the case are movie theatre chain AMC Entertainment Inc, food service firm Aramark Corp, casino operator Harrah's Entertainment Inc, pipeline operator Kinder Morgan Inc, software maker SunGard Data Systems Inc and power company TXU Corp, now called Energy Future Holdings.

Blackstone, KKR and TPG will apportion the $325 million payment among themselves. KKR said it settled to end the distraction and cost of litigating. Blackstone declined to comment. TPG was not immediately available to comment.

Last month, Silver Lake Partners LP settled with the plaintiffs for $29.5 million. In June, Goldman Sachs Group Inc and Bain Capital Partners LLC settled for a respective $67 million and $54 million.

Carlyle has signaled it plans to fight on. In an Aug. 1 court filing, it said the "plaintiffs' entire case fails" because they could not show that anyone, but for the alleged collusion, would have jumped others' buyouts.

The case is Dahl et al v. Bain Capital Partners LLC et al, U.S. District Court, District of Massachusetts, No. 07-12388.

(Reporting by Greg Roumeliotis and Jonathan Stempel in New York; Editing by Tom Brown)

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.