🐂 Not all bull runs are created equal. November’s AI picks include 5 stocks up +20% eachUnlock Stocks

Swiss regulator deflects blame for Credit Suisse debacle

Published 05/04/2023, 08:16
Updated 05/04/2023, 10:06
© Reuters. FILE PHOTO: Chair of the Board of Swiss Financial Market Supervisory Authority (FINMA), Marlene Amstad attends a news conference on Credit Suisse after UBS takeover offer, in Bern, Switzerland, March 19, 2023. REUTERS/Denis Balibouse
CSGN
-
CS
-

By John O'Donnell

BERN (Reuters) -Switzerland's financial regulator deflected blame for the collapse of the country's second-biggest bank, Credit Suisse (SIX:CSGN), saying it had been quick to respond, calling instead for more powers to take lenders to task.

"We reacted very fast," FINMA president Marlene Amstad told journalists, adding that it was the responsibility of management to avoid such a situation and that regulations alone could not solve a crisis of confidence such as the one that toppled the bank.

The remarks of the regulator, which has primary responsibility for oversight of one of the world's biggest financial centres, were in stark contrast with the humbling apology issued by Credit Suisse's chairman a day earlier.

Axel Lehman had told shareholders he was 'truly sorry" for taking Swiss bank to the brink of bankruptcy.

That triggered a hastily arranged takeover by Zurich-based UBS, bankrolled with more than 200 billion Swiss francs ($221.02 billion) of state support and guarantees, which all but wiped out shareholders, as well as swathes of bond holders.

Its final meeting of shareholders on Tuesday marked an ignominious end to the 167-year-old bank founded by Alfred Escher, a Swiss magnate affectionately dubbed King Alfred I, who helped to build the country's railways and then the bank.

FINMA's Amstad called for more power to penalise and name and shame banks that break the rules. Her agency is largely powerless to call banks to account, as Switzerland pursues a hands-off approach to industry, giving it free rein.

"Our instruments hit their limits ... as seen in the case of Credit Suisse," said Amstad, making a rare public appeal for more power.

"FINMA has no power to fine," she said, adding that she would welcome such clout. "It's an exception when compared with other regulators."

She also said that most of the regulator's probes into banks had to remain secret, adding that this should change. Switzerland built its financial industry on secrecy and this discretion is deeply ingrained in the country.

"FINMA is keen to ensure that we can make our work more visible to the public in future – as our supervisory colleagues in other countries are often allowed to do," she said.

The agency also wants bankers to be held to account in a special regime that singles them out as responsible.

"Imposing fines would be a step forward. But, as we have seen, Credit Suisse paid billions in fines and that didn't change its catastrophic business strategy," said Dominik Gross of the Swiss Alliance of Development Organisations.

"There must be the power to pursue top managers of banks for criminal negligence."

While the takeover of Credit Suisse has been agreed, many hurdles, such as winning regulatory approval from countries around the world, lie ahead.

© Reuters. FILE PHOTO: Chair of the Board of Swiss Financial Market Supervisory Authority (FINMA), Marlene Amstad attends a news conference on Credit Suisse after UBS takeover offer, in Bern, Switzerland, March 19, 2023. REUTERS/Denis Balibouse

People familiar with the matter said the Bank of England had approved the deal in the United Kingdom, a key market.

($1 = 0.9049 Swiss francs)

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.